Lowell Haky, Esq.

Lowell Haky, Esq. is a talented mediator offering broad expertise in the financial services industry. With extensive experience in securities, asset management, banking, ERISA, trade secrets, employment, and real estate, Mr. Haky has a unique dispute resolution outlook honed through litigating high-stakes cases from both plaintiff and defendant perspectives. He offers rare insight into corporate litigation risk assessment and settlement valuation.

• Mediation: Experienced Mediator, Temporary Judge, and Mandatory Settlement Conference Officer. Conducted hundreds of Mediations and Mandatory Settlement Conferences in San Francisco and Contra Costa Superior Courts and for the California Department of Fair Employment and Housing. Attained an impressive 85% settlement rate.
• High-Stakes Litigation: Litigated dozens of major financial industry cases on both the plaintiff and defense sides. Defended multibillion-dollar securities, antitrust, and regulatory enforcement claims. Recovered hundreds of millions of dollars in affirmative recovery cases for a major Asset Management company.
• Financial Services Expertise: Highly skilled in Securities, Asset Management, Financial Planning, Banking, ERISA, Employment, Theft of Trade Secrets, and Real Estate as both in-house and outside counsel.
• Distinctive Insights: Deep knowledge of corporate approach to evaluating litigation and regulatory risks and assessing settlement value. Extensive experience with top-tier plaintiff and defense-side firms in case evaluation and settlement strategy.
• Mediation Style: Recognized for fostering trust and resolving interpersonal conflicts to prioritize mutual interests. Combines friendliness, creativity, and determination to bring cases to a successful close.

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