Employment recruiting/raiding

Mr. Haky managed Charles Schwab & Co., Inc.’s Broker Recruiting practice for more than 20 years, covering both Retail Brokers and RIA’s affiliated with Schwab’s Advisor Services’ custodial platform.
Mediated claim by RIA firm against former IAR for breach of contract, theft of trade secrets, and various statutory and tort claims.
Mediated claim by Broker Dealer against 5 former FA’s for allegedly conspiring to “raid” an office and for soliciting each other in violation of their employment agreements.
Mediated claim by RIA against his former employer for defamation and intentional interference with prospective business advantage.
Mediated claim against departing broker team for breach of confidentiality and non-solicitation agreements.
Mediated claim against former Registered Rep for theft of trade secrets for allegedly taking customer lists and account statements.
Mediated claim for breach of the Protocol for Broker Recruiting.
Mediated indemnification claim by custodial Broker Dealer against independent RIA firm.
Mediated numerous promissory note claims by Broker Dealers against former Registered Reps for repayment of up-front bonuses.